PROGNOSTIC VALUE OF CARDIOPULMONARY EXERCISE TESTING AND EXERCISE ECHOCARDIOGRAPHY IN SUSPECTED HEART FAILURE WITH PRESERVED EJECTION FRACTION
PDF

Keywords

cardiopulmonary exercise testing
exercise echocardiography
heart failure

Abstract

Heart Failure with preserved Ejection Fraction (HFpEF) is a complex syndrome with a rising prevalence due to the aging population and a reserved prognosis. Early pathological changes may not be noticeable at rest but can be identified through exercise stress testing. The combination of CPET and exercise stress echocardiography (ESE) could provide important insights for early diagnosis and risk stratification. Sixty-six patients with chronic exertional dyspnea and suspected HFpEF were included in the study. They underwent symptom-limited combined CPET with ESE and were monitored for cardiac decompensation for 12 to 18 months. Twenty-six patients (39% of the cohort) experienced cardiac decompensation during this period. Several resting and ESE parameters, along with most CPET parameters, demonstrated predictive value, for identifying cardiac decompensations in the studied population, as determined by linear regression analysis. Due to the high number of predictors and their correlations, Lasso regression was applied to address multicollinearity. After Lasso analysis, only three parameters remained significantly associated with cardiac decompensation: exercise E/e' ratio, exercise left atrial (LA) strain, and maximum work rate. The model, including all three key predictors, achieved 87.87% accuracy, 63.63% sensitivity, and 100% specificity. ESE is a useful tool in evaluating prognosis and risk stratification of patients with chronic exertional dyspnea and suspected HFpEF. The addition of the novel parameter, exercise LA strain, enhanced the predictive value of the classic echocardiographic parameter, E/e’ ratio at effort. Although CPET parameters showed some predictive potential, the added benefit of incorporating CPET remains limited in the early stages of HFpEF.

https://doi.org/10.56051/tils.v3i1.16
PDF

References

Owan TE, Hodge DO, Herges RM, Jacobsen SJ, Roger VL, Redfield MM. Trends in prevalence and outcome of heart failure with preserved ejection fraction. N Engl J Med [Internet]. 2006 Jul 20 [cited 2025 Jan 31];355(3):251–9. Available from: https://pubmed.ncbi.nlm.nih.gov/16855265/

Lee DS, Gona P, Vasan RS, Larson MG, Benjamin EJ, Wang TJ, et al. Relation of Disease Pathogenesis and Risk Factors to Heart Failure With Preserved or Reduced Ejection Fraction. Circulation. 2009 Jun 23;119(24):3070–7.

van Riet EES, Hoes AW, Wagenaar KP, Limburg A, Landman MAJ, Rutten FH. Epidemiology of heart failure: the prevalence of heart failure and ventricular dysfunction in older adults over time. A systematic review. Eur J Heart Fail. 2016 Mar 4;18(3):242–52.

Shah SJ, Kitzman DW, Borlaug BA, van Heerebeek L, Zile MR, Kass DA, et al. Phenotype-Specific Treatment of Heart Failure With Preserved Ejection Fraction. Circulation. 2016 Jul 5;134(1):73–90.

Shah SJ, Katz DH, Selvaraj S, Burke MA, Yancy CW, Gheorghiade M, et al. Phenomapping for Novel Classification of Heart Failure With Preserved Ejection Fraction. Circulation. 2015 Jan 20;131(3):269–79.

Ponikowski P, Voors AA, Anker SD, Bueno H, Cleland JGF, Coats AJS, et al. 2016 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure. Eur J Heart Fail. 2016 Aug 20;18(8):891–975.

Del Buono MG, Arena R, Borlaug BA, Carbone S, Canada JM, Kirkman DL, et al. Exercise Intolerance in Patients With Heart Failure: JACC State-of-the-Art Review. J Am Coll Cardiol. 2019 May 7;73(17):2209–25.

Obokata M, Kane GC, Reddy YNV, Olson TP, Melenovsky V, Borlaug BA. Role of Diastolic Stress Testing in the Evaluation for Heart Failure with Preserved Ejection Fraction: A Simultaneous Invasive-Echocardiographic Study. Circulation. 2017 Feb 28;135(9):825–38.

Pieske B, Tschöpe C, De Boer RA, Fraser AG, Anker SD, Donal E, et al. How to diagnose heart failure with preserved ejection fraction: The HFA-PEFF diagnostic algorithm: A consensus recommendation from the Heart Failure Association (HFA) of the European Society of Cardiology (ESC). Vol. 40, European Heart Journal. Oxford University Press; 2019. p. 3297–317.

J L, NM A, JP B, SP C, JA E, MM G, et al. HFSA 2010 Comprehensive Heart Failure Practice Guideline. J Card Fail [Internet]. 2010 [cited 2025 Feb 1];16(6):e1. Available from: https://pubmed.ncbi.nlm.nih.gov/20610207/

Shah SJ, Borlaug BA, Kitzman DW, McCulloch AD, Blaxall BC, Agarwal R, et al. Research Priorities for Heart Failure with Preserved Ejection Fraction: National Heart, Lung, and Blood Institute Working Group Summary. Circulation [Internet]. 2020 Mar 24 [cited 2025 Feb 1];141(12):1001–26. Available from: https://www.ahajournals.org/doi/10.1161/CIRCULATIONAHA.119.041886

Saito Y, Obokata M, Harada T, Kagami K, Wada N, Okumura Y, et al. Prognostic benefit of early diagnosis with exercise stress testing in heart failure with preserved ejection fraction. Eur J Prev Cardiol. 2023 Jul 12;30(9):902–11.

Pugliese NR, De Biase N, Gargani L, Mazzola M, Conte L, Fabiani I, et al. Predicting the transition to and progression of heart failure with preserved ejection fraction: a weighted risk score using bio-humoural, cardiopulmonary, and echocardiographic stress testing. Eur J Prev Cardiol. 2021 Dec 29;28(15):1650–61.

Martens P, Herbots L, Timmermans P, Verbrugge FH, Dendale P, Borlaug BA, et al. Cardiopulmonary Exercise Testing with Echocardiography to Identify Mechanisms of Unexplained Dyspnea. J Cardiovasc Transl Res. 2022 Feb 10;15(1):116–30.

Naito A, Kagami K, Yuasa N, Harada T, Sorimachi H, Murakami F, et al. Prognostic utility of cardiopulmonary exercise testing with simultaneous exercise echocardiography in heart failure with preserved ejection fraction. Eur J Heart Fail. 2024 Dec 6;26(12):2582–90.

Nagueh SF, Smiseth OA, Appleton CP, Byrd BF, Dokainish H, Edvardsen T, et al. Recommendations for the Evaluation of Left Ventricular Diastolic Function by Echocardiography: An Update from the American Society of Echocardiography and the European Association of Cardiovascular Imaging. Journal of the American Society of Echocardiography. 2016 Apr;29(4):277–314.

Lang RM, Badano LP, Mor-Avi V, Afilalo J, Armstrong A, Ernande L, et al. Recommendations for Cardiac Chamber Quantification by Echocardiography in Adults: An Update from the American Society of Echocardiography and the European Association of Cardiovascular Imaging. Eur Heart J Cardiovasc Imaging. 2015 Mar;16(3):233–71.

Badano LP, Kolias TJ, Muraru D, Abraham TP, Aurigemma G, Edvardsen T, et al. Standardization of left atrial, right ventricular, and right atrial deformation imaging using two-dimensional speckle tracking echocardiography: a consensus document of the EACVI/ASE/Industry Task Force to standardize deformation imaging. Eur Heart J Cardiovasc Imaging. 2018 Jun 1;19(6):591–600.

Magne J, Lancellotti P, Piérard LA. Exercise-Induced Changes in Degenerative Mitral Regurgitation. J Am Coll Cardiol. 2010 Jul;56(4):300–9.

Hansen JE, Sue DY, Wasserman K. Predicted Values for Clinical Exercise Testing 1– 3. American Review of Respiratory Disease. 1984 Feb;129(2P2):S49–55.

Cohen-Solal A. A non-invasively determined surrogate of cardiac power ('circulatory power’) at peak exercise is a powerful prognostic factor in chronic heart failure. Eur Heart J. 2002 May 15;23(10):806–14.

Friedman J, Hastie T, Tibshirani R. Regularization Paths for Generalized Linear Models via Coordinate Descent. J Stat Softw. 2010;33(1).

Tay JK, Narasimhan B, Hastie T. Elastic Net Regularization Paths for All Generalized Linear Models. J Stat Softw. 2023;106(1).

Borlaug BA, Paulus WJ. Heart failure with preserved ejection fraction: pathophysiology, diagnosis, and treatment. Eur Heart J. 2011 Mar 2;32(6):670–9.

Paulus WJ, Tschöpe C, Sanderson JE, Rusconi C, Flachskampf FA, Rademakers FE, et al. How to diagnose diastolic heart failure: a consensus statement on the diagnosis of heart failure with normal left ventricular ejection fraction by the Heart Failure and Echocardiography Associations of the European Society of Cardiology. Eur Heart J. 2007 Oct;28(20):2539–50.

Nauta JF, Hummel YM, van der Meer P, Lam CSP, Voors AA, van Melle JP. Correlation with invasive left ventricular filling pressures and prognostic relevance of the echocardiographic diastolic parameters used in the 2016 ESC heart failure guidelines and in the 2016 ASE/EACVI recommendations: a systematic review in patients with heart failure with preserved ejection fraction. Eur J Heart Fail [Internet]. 2018 Sep 1 [cited 2025 Feb 1];20(9):1303–11. Available from: https://onlinelibrary.wiley.com/doi/full/10.1002/ejhf.1220

Borlaug BA, Nishimura RA, Sorajja P, Lam CSP, Redfield MM. Exercise hemodynamics enhance diagnosis of early heart failure with preserved ejection fraction. Circ Heart Fail. 2010 Sep;3(5):588–95.

Andersen MJ, Olson TP, Melenovsky V, Kane GC, Borlaug BA. Differential Hemodynamic Effects of Exercise and Volume Expansion in People With and Without Heart Failure. Circ Heart Fail. 2015 Jan;8(1):41–8.

Maron BA, Cockrill BA, Waxman AB, Systrom DM. The Invasive Cardiopulmonary Exercise Test. Circulation. 2013 Mar 12;127(10):1157–64.

McDonagh TA, Metra M, Adamo M, Baumbach A, Böhm M, Burri H, et al. 2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure. Vol. 42, European Heart Journal. Oxford University Press; 2021. p. 3599–726.

Talreja DR, Nishimura RA, Oh JK. Estimation of Left Ventricular Filling Pressure with Exercise by Doppler Echocardiography in Patients with Normal Systolic Function: A Simultaneous Echocardiographic–Cardiac Catheterization Study. Journal of the American Society of Echocardiography. 2007 May;20(5):477–9.

Burgess MI, Jenkins C, Sharman JE, Marwick TH. Diastolic Stress Echocardiography: Hemodynamic Validation and Clinical Significance of Estimation of Ventricular Filling Pressure With Exercise. J Am Coll Cardiol. 2006 May;47(9):1891–900.

Nagueh SF, Middleton KJ, Kopelen HA, Zoghbi WA, Quiñones MA. Doppler Tissue Imaging: A Noninvasive Technique for Evaluation of Left Ventricular Relaxation and Estimation of Filling Pressures. J Am Coll Cardiol. 1997 Nov;30(6):1527–33.

Maeder MT, Thompson BR, Brunner-La Rocca HP, Kaye DM. Hemodynamic Basis of Exercise Limitation in Patients With Heart Failure and Normal Ejection Fraction. J Am Coll Cardiol. 2010 Sep;56(11):855–63.

Bhella PS, Pacini EL, Prasad A, Hastings JL, Adams-Huet B, Thomas JD, et al. Echocardiographic Indices Do Not Reliably Track Changes in Left-Sided Filling Pressure in Healthy Subjects or Patients With Heart Failure With Preserved Ejection Fraction. Circ Cardiovasc Imaging. 2011 Sep;4(5):482–9.

Santos M, Rivero J, McCullough SD, West E, Opotowsky AR, Waxman AB, et al. E/e′ Ratio in Patients With Unexplained Dyspnea. Circ Heart Fail. 2015 Jul;8(4):749–56.

Nauta JF, Hummel YM, van der Meer P, Lam CSP, Voors AA, van Melle JP. Correlation with invasive left ventricular filling pressures and prognostic relevance of the echocardiographic diastolic parameters used in the 2016 ESC heart failure guidelines and in the 2016 ASE/EACVI recommendations: a systematic review in patients with heart failure with preserved ejection fraction. Eur J Heart Fail. 2018 Sep 7;20(9):1303–11.

Sharifov OF, Schiros CG, Aban I, Denney TS, Gupta H. Diagnostic Accuracy of Tissue Doppler Index E/è for Evaluating Left Ventricular Filling Pressure and Diastolic Dysfunction/Heart Failure With Preserved Ejection Fraction: A Systematic Review and Meta‐Analysis. J Am Heart Assoc. 2016 Jan 13;5(1).

Omote K, Verbrugge FH, Borlaug BA. Heart Failure with Preserved Ejection Fraction: Mechanisms and Treatment Strategies. Annu Rev Med. 2022 Jan 27;73(1):321–37.

Pfeffer MA, Shah AM, Borlaug BA. Heart Failure With Preserved Ejection Fraction In Perspective. Circ Res. 2019 May 24;124(11):1598–617.

Nagueh SF, Appleton CP, Gillebert TC, Marino PN, Oh JK, Smiseth OA, et al. Recommendations for the Evaluation of Left Ventricular Diastolic Function by Echocardiography. Journal of the American Society of Echocardiography. 2009 Feb;22(2):107–33.

Cameli M, Sparla S, Losito M, Righini FM, Menci D, Lisi M, et al. Correlation of Left Atrial Strain and Doppler Measurements with Invasive Measurement of Left Ventricular End‐Diastolic Pressure in Patients Stratified for Different Values of Ejection Fraction. Echocardiography. 2016 Mar 23;33(3):398–405.

Cameli M, Lisi M, Mondillo S, Padeletti M, Ballo P, Tsioulpas C, et al. Left atrial longitudinal strain by speckle tracking echocardiography correlates well with left ventricular filling pressures in patients with heart failure. Cardiovasc Ultrasound. 2010 Dec 21;8(1):14.

Wakami K, Ohte N, Asada K, Fukuta H, Goto T, Mukai S, et al. Correlation between Left Ventricular End-diastolic Pressure and Peak Left Atrial Wall Strain during Left Ventricular Systole. Journal of the American Society of Echocardiography. 2009 Jul;22(7):847–51.

Kurt M, Tanboga IH, Aksakal E, Kaya A, Isik T, Ekinci M, et al. Relation of left ventricular end-diastolic pressure and N-terminal pro-brain natriuretic peptide level with left atrial deformation parameters. Eur Heart J Cardiovasc Imaging. 2012 Jun;13(6):524–30.

Obokata M, Negishi K, Kurosawa K, Arima H, Tateno R, Ui G, et al. Incremental Diagnostic Value of LA Strain With Leg Lifts in Heart Failure With Preserved Ejection Fraction. JACC Cardiovasc Imaging. 2013 Jul;6(7):749–58.

Santos ABS, Kraigher‐Krainer E, Gupta DK, Claggett B, Zile MR, Pieske B, et al. Impaired left atrial function in heart failure with preserved ejection fraction. Eur J Heart Fail. 2014 Oct 19;16(10):1096–103.

Santos ABS, Roca GQ, Claggett B, Sweitzer NK, Shah SJ, Anand IS, et al. Prognostic Relevance of Left Atrial Dysfunction in Heart Failure With Preserved Ejection Fraction. Circ Heart Fail. 2016 Apr;9(4).

Khan UA, de Simone G, Hill J, Tighe DA, Aurigemma GP. Depressed Atrial Function in Diastolic Dysfunction: A Speckle Tracking Imaging Study. Echocardiography. 2013 Mar 12;30(3):309–16.

Brecht A, Oertelt-Prigione S, Seeland U, Rücke M, Hättasch R, Wagelöhner T, et al. Left Atrial Function in Preclinical Diastolic Dysfunction: Two-Dimensional Speckle-Tracking Echocardiography–Derived Results from the BEFRI Trial. Journal of the American Society of Echocardiography. 2016 Aug;29(8):750–8.

Singh A, Addetia K, Maffessanti F, Mor-Avi V, Lang RM. LA Strain for Categorization of LV Diastolic Dysfunction. JACC Cardiovasc Imaging. 2017 Jul;10(7):735–43.

Morris DA, Belyavskiy E, Aravind-Kumar R, Kropf M, Frydas A, Braunauer K, et al. Potential Usefulness and Clinical Relevance of Adding Left Atrial Strain to Left Atrial Volume Index in the Detection of Left Ventricular Diastolic Dysfunction. JACC Cardiovasc Imaging. 2018 Oct 1;11(10):1405–15.

Reddy YNV, Obokata M, Egbe A, Yang JH, Pislaru S, Lin G, et al. Left atrial strain and compliance in the diagnostic evaluation of heart failure with preserved ejection fraction. Eur J Heart Fail [Internet]. 2019 Jul 1 [cited 2025 Feb 1];21(7):891–900. Available from: https://pubmed.ncbi.nlm.nih.gov/30919562/

Sugimoto T, Barletta M, Bandera F, Generati G, Alfonzetti E, Rovida M, et al. Central role of left atrial dynamics in limiting exercise cardiac output increase and oxygen uptake in heart failure: insights by cardiopulmonary imaging. Eur J Heart Fail. 2020 Jul 1;22(7):1186–98.

Guazzi M, Dixon D, Labate V, Beussink-Nelson L, Bandera F, Cuttica MJ, et al. RV Contractile Function and its Coupling to Pulmonary Circulation in Heart Failure With Preserved Ejection Fraction. JACC Cardiovasc Imaging. 2017 Oct;10(10):1211–21.

Guazzi M, Bandera F, Pelissero G, Castelvecchio S, Menicanti L, Ghio S, et al. Tricuspid annular plane systolic excursion and pulmonary arterial systolic pressure relationship in heart failure: an index of right ventricular contractile function and prognosis. American Journal of Physiology-Heart and Circulatory Physiology. 2013 Nov 1;305(9):H1373–81.

Gorter TM, van Veldhuisen DJ, Voors AA, Hummel YM, Lam CSP, Berger RMF, et al. Right ventricular-vascular coupling in heart failure with preserved ejection fraction and pre- vs. post-capillary pulmonary hypertension. Eur Heart J Cardiovasc Imaging. 2018 Apr 1;19(4):425–32.

Ghio S, Guazzi M, Scardovi AB, Klersy C, Clemenza F, Carluccio E, et al. Different correlates but similar prognostic implications for right ventricular dysfunction in heart failure patients with reduced or preserved ejection fraction. Eur J Heart Fail. 2017 Jul 17;19(7):873–9.

Nakagawa A, Yasumura Y, Yoshida C, Okumura T, Tateishi J, Yoshida J, et al. Prognostic Importance of Right Ventricular-Vascular Uncoupling in Acute Decompensated Heart Failure With Preserved Ejection Fraction. Circ Cardiovasc Imaging. 2020 Nov;13(11).

Chen Z, Chung Y, Cheng J, Huang C, Chen S, Lin L, et al. Right Ventricular‐Vascular Uncoupling Predicts Pulmonary Hypertension in Clinically Diagnosed Heart Failure With Preserved Ejection Fraction. J Am Heart Assoc. 2024 Jan 2;13(1).

Palazzuoli A, Cartocci A, Pirrotta F, Vannuccini F, Campora A, Martini L, et al. Different right ventricular dysfunction and pulmonary coupling in acute heart failure according to the left ventricular ejection fraction. Prog Cardiovasc Dis. 2023 Nov 1;81:89–97.

Guazzi M, Myers J, Arena R. Cardiopulmonary exercise testing in the clinical and prognostic assessment of diastolic heart failure. J Am Coll Cardiol. 2005 Nov 15;46(10):1883–90.

Shafiq A, Brawner CA, Aldred HA, Lewis B, Williams CT, Tita C, et al. Prognostic value of cardiopulmonary exercise testing in heart failure with preserved ejection fraction. the Henry Ford HospITal CardioPulmonary EXercise Testing (FIT-CPX) project. Am Heart J. 2016 Apr 1;174:167–72.

Houstis NE, Eisman AS, Pappagianopoulos PP, Wooster L, Bailey CS, Wagner PD, et al. Exercise Intolerance in Heart Failure With Preserved Ejection Fraction. Circulation. 2018 Jan 9;137(2):148–61.

Lee K, Jung JH, Kwon W, Ohn C, Lee M, Kim DW, et al. The prognostic value of cardiopulmonary exercise testing and HFA-PEFF in patients with unexplained dyspnea and preserved left ventricular ejection fraction. Int J Cardiol. 2023 Sep 1;386:74–82.

Ho JE, Zern EK, Wooster L, Bailey CS, Cunningham T, Eisman AS, et al. Differential Clinical Profiles, Exercise Responses, and Outcomes Associated With Existing HFpEF Definitions. Circulation. 2019 Jul 30;140(5):353–65.

Arena R, Myers J, Guazzi M. The clinical and research applications of aerobic capacity and ventilatory efficiency in heart failure: an evidence-based review. Heart Fail Rev. 2008 Jun 7;13(2):245–69.

Creative Commons License

This work is licensed under a Creative Commons Attribution-NoDerivatives 4.0 International License.